Abbott Futures

{"webSite":[{"url":"https://www.abbottfutures.com","type":1,"isLegal":true}],"influenceRank":"E","ico":"https://eimgjys.fxeyee.com/ico/637012302279741594/FXT637012302279741594_554023.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/637012302296304074/FXT637012302296304074_248104.png_wiki-template-global","shortName":"Abbott Futures","establishYear":2018,"score":"1.54","tradeEnvRank":null,"isCommentProtect":true,"searchCount":0,"summary":{"content":"{brokers name}是一家美国交易商，成立于2018年，在2022年有1条监管机构披露信息，客户服务：支持英语，主要服务美国，天眼评分给{brokers name}打了1.54分。"},"advantage":{"advantages":["成立时间较久","在线客服支持"],"disadvantages":["监管状态存疑","有监管机构负面信息披露","该交易商天眼评分较低"]},"highLight":{"regulatorCountry":[],"tradingPlatformType":null,"fundstransferType":null,"enterCondition":null,"maxLever":null,"transactionType":null,"allowCryptocurrency":false,"allowEATransaction":false,"accountNames":null},"safety":{"content":"{brokers name}疑似套牌美国 NFA金融机构的监管 ，{brokers name} 总部位于美国，成立于2018年。{brokers name}安全吗？","regulators":[{"RegulatorCode":"8402684302","FullName":"美国全国期货协会","ShortName":"美国 NFA","OrganizationName":"ROY E ABBOTT FUTURES INC","States":406,"Color":"#B2243C","Annotation":"疑似套牌","RegulationNumber":"0287150","CountryName":"美国"}],"level":2,"badState":["疑似套牌"],"regulatoryDisclosure":{"total":1,"regulatorInfo":[{"RegInfo":{"fullName":"美国全国期货协会","ShortName":"NFA","ico":"https://eimgjys.fxeyee.com/ico/8402684302/FXR_8402684302_100x100_96094.png_wiki-template-global","hico":"https://eimgjys.fxeyee.com/hico/8402684302/FXR_8402684302_100x100.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/8402684302/FXR_8402684302_400x226.png_wiki-template-global","flag":"https://img.souhei.com.cn/flag/198d5a7f0bf77a19/840.png_wiki-template-global","desc":"美国全国期货协会是一个行业性的、独立的自律组织，负责监管美国衍生品行业、提供创新且有效的监管计划。NFA是CFTC指定的注册期货协会，致力于维护衍生品市场的完整性，保护投资者并确保会员履行其监管职责。","banner":"https://img.souhei.com.cn/bg/638049702709694494/FXR638049702709694494_339142.jpg_wiki-template-global","bannerV2":"https://img.souhei.com.cn/bg/638049702709694494/FXR638049702709694494_339142.jpg_wiki-template-global","code":"8402684302","country":"美国","bgColor":"#3B1E71","regulatorColor":"#E6DAFF"},"DisclosureDetail":[{"CategoryName":"罚款","Reason":"该决定由 nfa 的商业行为委员会 (bcc) 发布，基于 bcc 发出的投诉和提交的和解提议 Abbott Futures.","RegId":"202211280802522586","Content":"新闻稿 2022 | 2021 | 年2020 | 2019 | 2018 | Show more years 通过电子邮件将其发送给朋友，以便于 2021 年 5 月 20 日立即发布以获取更多信息，请联系：christie hillsman，312-781-1497，chillsman@nfa.futures.org karen wuertz，312-781-1335，kwuertz@nfa.futures。 org nfa 订购明尼苏达州普利茅斯。介绍经纪人 Roy E. Abbott Futures, Inc.向客户支付 75,000 美元的罚款和大约 198,000 美元的赔偿金 5 月 20 日，芝加哥——NFA 已下令明尼苏达州普利茅斯。介绍经纪人 Roy E. Abbott Futures, Inc. ( Abbott Futures ) 支付 75,000 美元的罚款和约 198,000 美元的赔偿金，以补偿因公司前雇员的不当交易活动而遭受净损失的客户。该决定由 nfa 的商业行为委员会 (bcc) 发布，基于 bcc 发出的投诉和提交的和解提议 Abbott Futures.投诉指称 Abbott Futures，通过其前雇员行事，利用未经授权的交易和虚构的转账请求将盈利交易不当分配给优惠客户账户，同时将亏损或无利可图的交易分配给非优惠客户账户。投诉还称 Abbott Futures，通过同一前雇员行事，未经书面授权对客户账户行使自由裁量权。最后，投诉称 Abbott Futures未能充分监督前雇员和公司的运营。 bcc 在其决定中发现 Abbott Futures犯下了涉嫌违反规则的行为。 nfa感谢CME集团在此事上给予的协助。投诉和决定的完整文本可以在 nfa 的网站上查看。","Title":"NFA 责令明尼苏达州普利茅斯介绍经纪人 Roy E. 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